Financial Fraud

Stockbrokers and financial advisors may not being providing you the service the law requires. You may be entitled to compensation if your broker or advisor fails to operate under the appropriate standard of care or acts contrary to your best interest.

Recently, numerous investment firms have been required to pay large fines for the improper handling of their client's assets. The lawyers at the Law Office of Harold D. Thompson will thoroughly evaluate your case and pursue the maximum compensation you deserve.

In recent times, brokers and advisors have abandoned sound business and investments practices for a "throw caution to the wind" mentality. Investors have lost billions of dollars because brokers and advisors have failed to operate under their legal standard of care.

Failing to meet the standard of care can come in many forms. Check you portfolio and you advisors business practices for the following:

  • Investment recommendations that are improper
  • Unnecessary risk based on your investment objectives
  • Totally undiversified account
  • You were not advised of the risk of certain investments
  • No mitigation of losses
  • Broker or advisor acting in conflict to your best interest.

Contact our office today.